Kaili Winters

Kaili Winters

Chief Compliance Officer

Kaili has extensive compliance experience at one of the top 3 Broker/Dealers in the US, one of the fastest growing TAMPs, as well as audit experience with both Finra and the SEC. Her broad-based knowledge of both the BD and the RIA side of the industry will prove extremely helpful. She has her Series, 7, 66, 24, and Insurance licenses.

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Direct your own family office. Significantly increase your revenue. Satisfy your clients. 

Are You Ready to Evolve From a Tax Professional to a Family Office Director?